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Disclaimr — State compliance alerts for RIAs

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Disclaimr — State compliance alerts for RIAs

Disclaimr — State compliance alerts for RIAs

Regulatory monitoring platform that tracks state securities rules and alerts investment advisers to changes affecting their registrations.

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About Disclaimr — State compliance alerts for RIAs

Disclaimr.ai is a regulatory monitoring platform built for registered investment advisers (RIAs) and compliance consultants. It focuses on state-level securities regulation, where important rule changes, notices, renewal requirements, and continuing-education updates can be difficult to track. The platform monitors 54 U.S. jurisdictions—including all 50 states, Washington, D.C., Puerto Rico, the U.S. Virgin Islands, and Guam—and filters updates according to the jurisdictions where a firm is registered. Users receive a weekly compliance brief, deadline calendar, jurisdiction matrix, and immediate alerts for changes with compliance dates. Each update includes its effective date and links to the primary regulatory source, making the information useful for compliance reviews and documentation. Disclaimr.ai positions itself as a monitoring and notification service rather than legal advice or a replacement for broader compliance software.

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Pricing

Free

Added

Aug 26, 2026 09:39 AM

Views

76

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